Over the last few years, there has been much discussion in the financial press about the Department of Labor's "Fiduciary Rule," designed to make all representatives, regardless of the exams they have completed, "must act solely in the interest of the retirement investor" when advising on retirement investments. This is not a new concept to Darren.
"Investment Adviser Representative" is a title that is commonly used in the financial industry. Most states require representatives pass an exam to formally conduct business as an "Investment Adviser Representative". Darren Morgan has passed the Series 65 exam*, which in Ohio qualifies him as an LPL Investment Adviser Representative.
