Over the last couple of years, there has been much discussion in the financial press about the Department of Labor's "Fiduciary Rule," designed to make all representatives, regardless of the exams they have completed, act "in the best interest of their clients" when advising on retirement investments. This is not a new concept to Darren.
"Investment Adviser Representative" is a title that is generically used in the financial industry. However, many states require representatives to pass a separate test to formally conduct business as an "Investment Adviser Representative". Darren Morgan has passed the Series 65 exam, which in Ohio qualifies him as an Investment Advisor Representative.*
Further, an investment adviser representative has access to investment products and services that many in the financial industry cannot offer.
